SILVA Failure Diagnostics Workshop¶
Create stable, slow, oscillatory, and damped scalar equilibria, then connect residual curves to the local iteration factor and practical solver decisions.
Numbered literature: [1], [4], [10], [11], [12], [13], [14]. Each number opens the complete citation and its primary external source.
Scalar Diagnostic Model¶
For
$$ z_{k+1}=\rho z_k+u, \qquad z^\star=\frac{u}{1-\rho}, $$
the undamped error obeys $e_{k+1}=\rho e_k$. With Picard damping $\alpha$, the effective factor is
$$ \rho_{\mathrm{eff}}=(1-\alpha)+\alpha\rho. $$
Damping can stabilize an oscillatory negative factor even though it cannot repair every expansive transition.
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import torch
from silva_networks import SolverConfig, solve_equilibrium
cases = {
"stable": (0.70, 1.0),
"near critical": (0.98, 1.0),
"oscillatory": (-1.20, 1.0),
"oscillatory + damping": (-1.20, 0.40),
}
records = {}
for name, (rho, alpha) in cases.items():
transition = lambda state, rho=rho: rho * state + 1.0
result = solve_equilibrium(
transition,
torch.zeros(1),
SolverConfig(max_iter=40, tol=1e-7, alpha=alpha, return_best=True),
)
records[name] = result
effective = (1.0 - alpha) + alpha * rho
print(
name,
"rho_eff=", round(effective, 3),
"iterations=", result.iterations,
"residual=", f"{result.residual:.4g}",
"converged=", result.converged,
)
import torch
from silva_networks import SolverConfig, solve_equilibrium
cases = {
"stable": (0.70, 1.0),
"near critical": (0.98, 1.0),
"oscillatory": (-1.20, 1.0),
"oscillatory + damping": (-1.20, 0.40),
}
records = {}
for name, (rho, alpha) in cases.items():
transition = lambda state, rho=rho: rho * state + 1.0
result = solve_equilibrium(
transition,
torch.zeros(1),
SolverConfig(max_iter=40, tol=1e-7, alpha=alpha, return_best=True),
)
records[name] = result
effective = (1.0 - alpha) + alpha * rho
print(
name,
"rho_eff=", round(effective, 3),
"iterations=", result.iterations,
"residual=", f"{result.residual:.4g}",
"converged=", result.converged,
)
stable rho_eff= 0.7 iterations= 40 residual= 9.537e-07 converged= False near critical rho_eff= 0.98 iterations= 40 residual= 0.4548 converged= False oscillatory rho_eff= -1.2 iterations= 40 residual= 1225 converged= False oscillatory + damping rho_eff= 0.12 iterations= 9 residual= 0 converged= True
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import matplotlib.pyplot as plt
plt.rcParams.update({"figure.dpi": 300, "savefig.dpi": 300})
fig, ax = plt.subplots(figsize=(9, 5), constrained_layout=True)
for name, result in records.items():
ax.semilogy(result.residuals, marker="o", markersize=3, label=name)
ax.set_xlabel("iteration")
ax.set_ylabel("absolute fixed-point residual")
ax.set_title("Failure signatures and damping")
ax.legend()
plt.show()
import matplotlib.pyplot as plt
plt.rcParams.update({"figure.dpi": 300, "savefig.dpi": 300})
fig, ax = plt.subplots(figsize=(9, 5), constrained_layout=True)
for name, result in records.items():
ax.semilogy(result.residuals, marker="o", markersize=3, label=name)
ax.set_xlabel("iteration")
ax.set_ylabel("absolute fixed-point residual")
ax.set_title("Failure signatures and damping")
ax.legend()
plt.show()
Diagnose in This Order¶
- Validate the transition shape and finite values before invoking a solver.
- Plot absolute and relative residuals; a final scalar hides oscillation and stalls.
- Compare undamped and damped Picard to identify a local stability problem.
- Inspect branch norms and a Jacobian-radius estimate near the returned state.
- Compare acceleration methods only after the transition itself is understood.
- Validate implicit gradients against unrolling or finite differences on a tiny case.
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assert records["stable"].residual < records["near critical"].residual
assert not records["oscillatory"].converged
assert records["oscillatory + damping"].converged
print("diagnostic assertions distinguish slow, divergent, and stabilized behavior")
assert records["stable"].residual < records["near critical"].residual
assert not records["oscillatory"].converged
assert records["oscillatory + damping"].converged
print("diagnostic assertions distinguish slow, divergent, and stabilized behavior")
diagnostic assertions distinguish slow, divergent, and stabilized behavior
Interpretation and Scale Boundary¶
The stored outputs are compact evidence. Preserve the configuration and result record when changing scale; publication-scale claims require the cited data, training budget, checkpoints, and evaluation protocol.
From 47 Failure Diagnostics Workshop to a Custom SILVA Family¶
The construction in this notebook can be separated into the universal conditioned-equilibrium contract
$$ z_0=I_\eta(x),\qquad z^\star=T_\theta(z^\star,x),\qquad \widehat y=Q_\psi(z^\star). $$
For this topic:
| Part | Concrete interpretation |
|---|---|
| Equilibrium state | the latent vector or tensor z |
| Condition | the injected observation x |
| Repeated computation | the tied map f_theta(z, x) |
| Required invariants | state shape and a decreasing or bounded residual |
| Replaceable components | transition, damping, stopping rule, backward solver, and readout |
The initializer and source path are evaluated outside or alongside the root solve. Only the state-preserving transition is repeated. Replacing an internal architecture does not change this equation, provided the transition still maps the same state space into itself.
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import torch as silva_extension_torch
from torch import nn as silva_extension_nn
from silva_networks import (
SILVAConditionedEquilibrium,
SILVAZeroInitializer,
SolverConfig,
validate_silva_transition,
)
class NotebookExtensionTransition(silva_extension_nn.Module):
def __init__(self, condition_dim=2, state_dim=3):
super().__init__()
self.source = silva_extension_nn.Linear(condition_dim, state_dim)
self.state_field = silva_extension_nn.Sequential(
silva_extension_nn.Linear(state_dim, 2 * state_dim),
silva_extension_nn.Tanh(),
silva_extension_nn.Linear(2 * state_dim, state_dim),
)
def forward(self, state, condition):
return silva_extension_torch.tanh(
self.source(condition) + 0.15 * self.state_field(state)
)
silva_extension_torch.manual_seed(610)
notebook_condition = silva_extension_torch.linspace(-1.0, 1.0, 8).reshape(4, 2)
notebook_state0 = silva_extension_torch.zeros(4, 3)
notebook_transition = NotebookExtensionTransition()
notebook_report = validate_silva_transition(
notebook_transition,
notebook_state0,
notebook_condition,
)
assert notebook_report.valid
with silva_extension_torch.no_grad():
notebook_reference_step = silva_extension_torch.tanh(
notebook_transition.source(notebook_condition)
+ 0.15 * notebook_transition.state_field(notebook_state0)
)
silva_extension_torch.testing.assert_close(
notebook_transition(notebook_state0, notebook_condition),
notebook_reference_step,
)
notebook_custom_model = SILVAConditionedEquilibrium(
notebook_transition,
SILVAZeroInitializer(3),
readout=silva_extension_nn.Linear(3, 1),
config=SolverConfig(
solver="picard",
max_iter=40,
tol=1e-7,
backward_mode="implicit",
backward_solver="gmres",
anderson_batch_dims=1,
),
)
notebook_custom_result = notebook_custom_model(
notebook_condition,
return_result=True,
)
assert notebook_custom_result.output.shape == (4, 1)
assert notebook_custom_result.solver_result.residual < 1e-5
notebook_custom_result.output.square().mean().backward()
assert all(
parameter.grad is not None and silva_extension_torch.isfinite(parameter.grad).all()
for parameter in notebook_custom_model.parameters()
)
print("custom transition:", notebook_report)
print("equilibrium residual:", notebook_custom_result.solver_result.residual)
import torch as silva_extension_torch
from torch import nn as silva_extension_nn
from silva_networks import (
SILVAConditionedEquilibrium,
SILVAZeroInitializer,
SolverConfig,
validate_silva_transition,
)
class NotebookExtensionTransition(silva_extension_nn.Module):
def __init__(self, condition_dim=2, state_dim=3):
super().__init__()
self.source = silva_extension_nn.Linear(condition_dim, state_dim)
self.state_field = silva_extension_nn.Sequential(
silva_extension_nn.Linear(state_dim, 2 * state_dim),
silva_extension_nn.Tanh(),
silva_extension_nn.Linear(2 * state_dim, state_dim),
)
def forward(self, state, condition):
return silva_extension_torch.tanh(
self.source(condition) + 0.15 * self.state_field(state)
)
silva_extension_torch.manual_seed(610)
notebook_condition = silva_extension_torch.linspace(-1.0, 1.0, 8).reshape(4, 2)
notebook_state0 = silva_extension_torch.zeros(4, 3)
notebook_transition = NotebookExtensionTransition()
notebook_report = validate_silva_transition(
notebook_transition,
notebook_state0,
notebook_condition,
)
assert notebook_report.valid
with silva_extension_torch.no_grad():
notebook_reference_step = silva_extension_torch.tanh(
notebook_transition.source(notebook_condition)
+ 0.15 * notebook_transition.state_field(notebook_state0)
)
silva_extension_torch.testing.assert_close(
notebook_transition(notebook_state0, notebook_condition),
notebook_reference_step,
)
notebook_custom_model = SILVAConditionedEquilibrium(
notebook_transition,
SILVAZeroInitializer(3),
readout=silva_extension_nn.Linear(3, 1),
config=SolverConfig(
solver="picard",
max_iter=40,
tol=1e-7,
backward_mode="implicit",
backward_solver="gmres",
anderson_batch_dims=1,
),
)
notebook_custom_result = notebook_custom_model(
notebook_condition,
return_result=True,
)
assert notebook_custom_result.output.shape == (4, 1)
assert notebook_custom_result.solver_result.residual < 1e-5
notebook_custom_result.output.square().mean().backward()
assert all(
parameter.grad is not None and silva_extension_torch.isfinite(parameter.grad).all()
for parameter in notebook_custom_model.parameters()
)
print("custom transition:", notebook_report)
print("equilibrium residual:", notebook_custom_result.solver_result.residual)
custom transition: SILVATransitionReport(state_shape=(4, 3), output_shape=(4, 3), preserves_shape=True, preserves_device=True, preserves_dtype=True, finite=True, differentiable=True, parameter_count=54) equilibrium residual: 5.960464477539063e-08
Numerical Equivalence, Compact Reproduction, and Scale¶
Before training, compare one packaged transition with an independently written update:
$$ e_{\mathrm{step}} =\frac{\|T_\theta(z,x)-T_{\mathrm{ref}}(z,x)\|_2} {\|T_{\mathrm{ref}}(z,x)\|_2+\varepsilon}. $$
After solving, report the fixed-point residual separately:
$$ e_{\mathrm{fp}} =\frac{\|T_\theta(z^\star,x)-z^\star\|_2} {\|z^\star\|_2+\varepsilon}. $$
For this notebook, a compact reproduction must declare and assert distance to an analytic fixed point and final relative residual. A full experiment must additionally record the source dataset version and split, preprocessing, architecture widths, solver and optimizer schedules, random seeds, baseline configuration, checkpoints, and every deviation from the cited protocol.
The principal scaling axes are latent width, solver tolerance, and iteration budget. Increase one axis at a time, retain the compact deterministic case as a regression test, and record task error, domain-specific residual, forward residual, backward linear residual, memory use, and runtime independently.
Extension Exercises¶
- Replace one component from this notebook while preserving its state and domain invariants.
- Write the replacement first as an independent reference function, then as a module, and assert one-step equivalence.
- Compare two solver configurations on the identical trained transition.
- Add a compact baseline and a predeclared metric threshold.
- Create a full-scale configuration without weakening the compact tests.
The complete authoring protocol is documented in Extending SILVA.
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notebook_reproduction_record = {
"notebook": '47_failure_diagnostics_workshop.ipynb',
"state": 'the latent vector or tensor z',
"condition": 'the injected observation x',
"transition": 'the tied map f_theta(z, x)',
"invariants": 'state shape and a decreasing or bounded residual',
"compact_metric": 'distance to an analytic fixed point and final relative residual',
"scale_axis": 'latent width, solver tolerance, and iteration budget',
}
assert all(notebook_reproduction_record.values())
notebook_reproduction_record
notebook_reproduction_record = {
"notebook": '47_failure_diagnostics_workshop.ipynb',
"state": 'the latent vector or tensor z',
"condition": 'the injected observation x',
"transition": 'the tied map f_theta(z, x)',
"invariants": 'state shape and a decreasing or bounded residual',
"compact_metric": 'distance to an analytic fixed point and final relative residual',
"scale_axis": 'latent width, solver tolerance, and iteration budget',
}
assert all(notebook_reproduction_record.values())
notebook_reproduction_record
Out[5]:
{'notebook': '47_failure_diagnostics_workshop.ipynb',
'state': 'the latent vector or tensor z',
'condition': 'the injected observation x',
'transition': 'the tied map f_theta(z, x)',
'invariants': 'state shape and a decreasing or bounded residual',
'compact_metric': 'distance to an analytic fixed point and final relative residual',
'scale_axis': 'latent width, solver tolerance, and iteration budget'}
Worked Convergence and Sensitivity Study¶
The preceding example demonstrates one configured solve. This additional study changes the transition feedback factor while keeping the source fixed, so solver effort and implicit sensitivity can be read separately from task behavior. Locally, one eigendirection of a nonlinear transition can be represented by
$$ z_{k+1} = \rho z_k + u, \qquad 0 \leq \rho < 1. $$
Its equilibrium is
$$ z^\star = \frac{u}{1-\rho}. $$
Subtracting the fixed-point equation from the iteration gives the exact error recursion
$$ e_{k+1} = \rho e_k, \qquad |e_k| = \rho^k |e_0|. $$
For a requested absolute tolerance $\tau$, the idealized iteration estimate is
$$ k \geq \frac{\log(\tau/|e_0|)}{\log \rho}. $$
The same factor controls sensitivity. Differentiating the equilibrium with respect to the source gives
$$ \frac{\partial z^\star}{\partial u} =\frac{1}{1-\rho}. $$
Thus a transition can remain contractive while becoming expensive and highly sensitive as $\rho$ approaches one. The table and figure below measure this effect rather than merely stating it. They provide a reference envelope for the notebook's actual state, the latent vector or tensor z, and its repeated map, the tied map f_theta(z, x). The scalar study does not replace the domain model; it supplies a result whose convergence rate and derivative are known exactly, so the same reporting code can be trusted before it is applied to the larger transition.
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import math as silva_deepening_math
import torch as silva_deepening_torch
silva_deepening_rates = (0.20, 0.45, 0.70, 0.85)
silva_deepening_source = 0.35
silva_deepening_tolerance = 1e-8
silva_deepening_histories = {}
silva_deepening_rows = []
for silva_deepening_rho in silva_deepening_rates:
silva_deepening_state = silva_deepening_torch.tensor(0.0)
silva_deepening_exact = silva_deepening_source / (1.0 - silva_deepening_rho)
silva_deepening_history = []
for silva_deepening_iteration in range(1, 241):
silva_deepening_next = (
silva_deepening_rho * silva_deepening_state + silva_deepening_source
)
silva_deepening_residual = abs(
float(silva_deepening_next - silva_deepening_state)
)
silva_deepening_history.append(silva_deepening_residual)
silva_deepening_state = silva_deepening_next
if silva_deepening_residual < silva_deepening_tolerance:
break
silva_deepening_u = silva_deepening_torch.tensor(
silva_deepening_source, requires_grad=True
)
silva_deepening_solution = silva_deepening_u / (1.0 - silva_deepening_rho)
silva_deepening_solution.backward()
silva_deepening_expected_sensitivity = 1.0 / (1.0 - silva_deepening_rho)
silva_deepening_gradient_error = abs(
float(silva_deepening_u.grad) - silva_deepening_expected_sensitivity
)
silva_deepening_histories[silva_deepening_rho] = silva_deepening_history
silva_deepening_rows.append(
(
silva_deepening_rho,
silva_deepening_iteration,
silva_deepening_history[-1],
abs(float(silva_deepening_state) - silva_deepening_exact),
float(silva_deepening_u.grad),
silva_deepening_gradient_error,
)
)
print('transition feedback factor')
print("rho | iterations | final residual | exact-state error | sensitivity | gradient error")
for silva_deepening_row in silva_deepening_rows:
print(
f"{silva_deepening_row[0]:.2f} | {silva_deepening_row[1]:3d} | "
f"{silva_deepening_row[2]:.3e} | {silva_deepening_row[3]:.3e} | "
f"{silva_deepening_row[4]:.4f} | {silva_deepening_row[5]:.3e}"
)
assert all(row[2] < silva_deepening_tolerance for row in silva_deepening_rows)
assert all(row[3] < 1e-6 for row in silva_deepening_rows)
assert all(row[5] < 1e-6 for row in silva_deepening_rows)
import math as silva_deepening_math
import torch as silva_deepening_torch
silva_deepening_rates = (0.20, 0.45, 0.70, 0.85)
silva_deepening_source = 0.35
silva_deepening_tolerance = 1e-8
silva_deepening_histories = {}
silva_deepening_rows = []
for silva_deepening_rho in silva_deepening_rates:
silva_deepening_state = silva_deepening_torch.tensor(0.0)
silva_deepening_exact = silva_deepening_source / (1.0 - silva_deepening_rho)
silva_deepening_history = []
for silva_deepening_iteration in range(1, 241):
silva_deepening_next = (
silva_deepening_rho * silva_deepening_state + silva_deepening_source
)
silva_deepening_residual = abs(
float(silva_deepening_next - silva_deepening_state)
)
silva_deepening_history.append(silva_deepening_residual)
silva_deepening_state = silva_deepening_next
if silva_deepening_residual < silva_deepening_tolerance:
break
silva_deepening_u = silva_deepening_torch.tensor(
silva_deepening_source, requires_grad=True
)
silva_deepening_solution = silva_deepening_u / (1.0 - silva_deepening_rho)
silva_deepening_solution.backward()
silva_deepening_expected_sensitivity = 1.0 / (1.0 - silva_deepening_rho)
silva_deepening_gradient_error = abs(
float(silva_deepening_u.grad) - silva_deepening_expected_sensitivity
)
silva_deepening_histories[silva_deepening_rho] = silva_deepening_history
silva_deepening_rows.append(
(
silva_deepening_rho,
silva_deepening_iteration,
silva_deepening_history[-1],
abs(float(silva_deepening_state) - silva_deepening_exact),
float(silva_deepening_u.grad),
silva_deepening_gradient_error,
)
)
print('transition feedback factor')
print("rho | iterations | final residual | exact-state error | sensitivity | gradient error")
for silva_deepening_row in silva_deepening_rows:
print(
f"{silva_deepening_row[0]:.2f} | {silva_deepening_row[1]:3d} | "
f"{silva_deepening_row[2]:.3e} | {silva_deepening_row[3]:.3e} | "
f"{silva_deepening_row[4]:.4f} | {silva_deepening_row[5]:.3e}"
)
assert all(row[2] < silva_deepening_tolerance for row in silva_deepening_rows)
assert all(row[3] < 1e-6 for row in silva_deepening_rows)
assert all(row[5] < 1e-6 for row in silva_deepening_rows)
transition feedback factor rho | iterations | final residual | exact-state error | sensitivity | gradient error 0.20 | 12 | 0.000e+00 | 5.551e-17 | 1.2500 | 0.000e+00 0.45 | 23 | 0.000e+00 | 1.084e-08 | 1.8182 | 6.502e-08 0.70 | 45 | 0.000e+00 | 1.589e-07 | 3.3333 | 7.947e-08 0.85 | 93 | 0.000e+00 | 5.563e-07 | 6.6667 | 1.589e-07
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import matplotlib.pyplot as silva_deepening_plt
silva_deepening_plt.rcParams.update({"figure.dpi": 300, "savefig.dpi": 300})
silva_deepening_figure, silva_deepening_axes = silva_deepening_plt.subplots(
1, 2, figsize=(8.6, 3.2)
)
for silva_deepening_rho, silva_deepening_history in silva_deepening_histories.items():
silva_deepening_axes[0].semilogy(
range(1, len(silva_deepening_history) + 1),
silva_deepening_history,
marker="o",
markersize=2,
linewidth=1.2,
label=f"rho={silva_deepening_rho:.2f}",
)
silva_deepening_axes[0].axhline(
silva_deepening_tolerance, color="black", linestyle="--", linewidth=0.9
)
silva_deepening_axes[0].set_xlabel("iteration")
silva_deepening_axes[0].set_ylabel("absolute residual")
silva_deepening_axes[0].set_title("Residual trajectories")
silva_deepening_axes[0].legend(fontsize=7)
silva_deepening_axes[1].plot(
[row[0] for row in silva_deepening_rows],
[row[1] for row in silva_deepening_rows],
marker="o",
label="iterations",
)
silva_deepening_sensitivity_axis = silva_deepening_axes[1].twinx()
silva_deepening_sensitivity_axis.plot(
[row[0] for row in silva_deepening_rows],
[row[4] for row in silva_deepening_rows],
color="tab:red",
marker="s",
label="sensitivity",
)
silva_deepening_axes[1].set_xlabel('transition feedback factor')
silva_deepening_axes[1].set_ylabel("iterations")
silva_deepening_sensitivity_axis.set_ylabel("implicit sensitivity", color="tab:red")
silva_deepening_axes[1].set_title("Cost and sensitivity")
silva_deepening_figure.tight_layout()
silva_deepening_plt.show()
import matplotlib.pyplot as silva_deepening_plt
silva_deepening_plt.rcParams.update({"figure.dpi": 300, "savefig.dpi": 300})
silva_deepening_figure, silva_deepening_axes = silva_deepening_plt.subplots(
1, 2, figsize=(8.6, 3.2)
)
for silva_deepening_rho, silva_deepening_history in silva_deepening_histories.items():
silva_deepening_axes[0].semilogy(
range(1, len(silva_deepening_history) + 1),
silva_deepening_history,
marker="o",
markersize=2,
linewidth=1.2,
label=f"rho={silva_deepening_rho:.2f}",
)
silva_deepening_axes[0].axhline(
silva_deepening_tolerance, color="black", linestyle="--", linewidth=0.9
)
silva_deepening_axes[0].set_xlabel("iteration")
silva_deepening_axes[0].set_ylabel("absolute residual")
silva_deepening_axes[0].set_title("Residual trajectories")
silva_deepening_axes[0].legend(fontsize=7)
silva_deepening_axes[1].plot(
[row[0] for row in silva_deepening_rows],
[row[1] for row in silva_deepening_rows],
marker="o",
label="iterations",
)
silva_deepening_sensitivity_axis = silva_deepening_axes[1].twinx()
silva_deepening_sensitivity_axis.plot(
[row[0] for row in silva_deepening_rows],
[row[4] for row in silva_deepening_rows],
color="tab:red",
marker="s",
label="sensitivity",
)
silva_deepening_axes[1].set_xlabel('transition feedback factor')
silva_deepening_axes[1].set_ylabel("iterations")
silva_deepening_sensitivity_axis.set_ylabel("implicit sensitivity", color="tab:red")
silva_deepening_axes[1].set_title("Cost and sensitivity")
silva_deepening_figure.tight_layout()
silva_deepening_plt.show()
Reading and Extending the Result¶
The measured residual curves become flatter as the transition feedback factor increases. The iteration count and the exact sensitivity rise together, but they answer different questions: iterations measure numerical work, while sensitivity describes how strongly the equilibrium reacts to the source. The gradient-error column verifies the differentiation path against the analytic derivative.
Apply the same separation to this notebook's full model:
| Report | Notebook-specific interpretation |
|---|---|
| Task evidence | distance to an analytic fixed point and final relative residual |
| Forward residual | Re-evaluate the complete transition at the returned state |
| Empirical rate | Compare consecutive residuals only after the transient regime |
| Backward residual | Record the linear-adjoint stopping value independently |
| Sensitivity | Perturb one declared source field while preserving all other inputs |
| Structural checks | state shape and a decreasing or bounded residual |
| Scale sweep | Change one of latent width, solver tolerance, and iteration budget at a time |
A richer experiment should now repeat the sweep with at least two forward solvers, two tolerances, and multiple seeds. Keep model parameters and data identical when comparing solvers. Then change one architecture or data-scale axis, retain the compact analytic study as a regression test, and report task quality, residuals, iterations, runtime, memory, gradient norms, and failed convergence cases together.